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Video
Wednesday, April 2, 2025
FPA Live
FPA LIVE with Brian Edelman and Vincent Guyaux on the Latest in Cybersecurity
Tune in to this fun series of conversations with interesting people who are doing interesting things in and out of financial planning. Each interview is held live over FPA's social media channels and provided here to allow you to tune in whenever you want.
Infographic
Tuesday, March 11, 2025
ArmadaCare
Unlock the Future of Employee Benefits
Discover innovative strategies to reduce out-of-pocket healthcare expenses
Guide
Tuesday, February 25, 2025
STP Investment Services
Ensure Compliance & Accuracy: Your Guide to Form ADV Consistency
Inconsistencies can lead to scrutiny - ensure your filing is airtight.
Guide
Monday, November 18, 2024
STP Investment Services
Year-End Compliance Checklist
This essential tool guides investment advisers through key regulatory filings, disclosure requirements, employee compliance measures, and best practices. Simplify your year-end preparations and ensure no detail is missed.
eBook
Wednesday, October 30, 2024
STP Investment Services
The Biggest Compliance Traps That You Don’t Even Know Are Happening at Your Firm
In today's regulatory environment, Chief Compliance Officers (CCOs) face significant challenges. From AI adoption to off-channel communications and the complexities of the new Marketing Rule, the risks are real and the costs of non-compliance are steep.
Guide
Tuesday, March 12, 2024
Take Command
ICHRA Compliance Questions, Answered
ICHRA compliance is a complex and nuanced subject and compliance is a hot topic. Here are some of the top ICHRA compliance questions and our answers, so you feel confident discussing ICHRA compliance questions.
Guide
Monday, February 12, 2024
Take Command
The Broker's Role in Navigating ICHRA
An Individual Coverage Health Reimbursement Arrangement (ICHRA) is a new player in the health insurance market. It's different than the group market, but don’t worry, we're here to help you navigate it!
Guide
Tuesday, March 21, 2023
YourStake
How to prepare for an ESG Audit
This step-by-step guide is essential for Financial Advisors when they get requested for an ESG audit by the SEC, and shares key examples and phrases to use to help build comprehensive and complete answers to an SEC audit process.
Research / Report
Wednesday, February 16, 2022
FIA